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Updated May 26, 2026

Privacy Policy

What does Seros Financial, LLC (“Seros”) do with your personal information?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.

Our policy

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Income
  • Employment and residential information
  • Social security number
  • Cash balance
  • Security balances
  • Transaction detail history
  • Investment objectives, goals, and risk tolerance

When you are no longer a client, we continue to share your information as described in this notice.

Your rights

All financial companies need to share customers’ personal information to run their everyday business. We list below the reasons financial companies can share their customers’ personal information; the reasons Seros chooses to share; and whether you can limit this sharing.

Definitions

Everyday Business Purposes

The actions necessary by financial companies to run their business and manage customer accounts, such as providing investment advisory and financial planning advice, processing securities transactions, and otherwise providing financial services to you.

Affiliates

Companies related by common ownership or control. They can be financial and non-financial companies. Seros has the following affiliates:

  • Seros Insurance, LLC
  • Links Holding Group LLC
  • SSJS Holdings LLC

Non-Affiliates

Companies not related by common ownership or control. They can be financial and non-financial companies. Seros does not share information with non-affiliates for marketing purposes.

Joint Marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you. Seros does not engage in joint marketing with non-affiliates.

Reasons we can share your personal information
Does Seros share?
Can you limit sharing?
For our everyday business purposes—such as to provide advice, process your transactions, and maintain your account(s)
For our marketing purposes—to offer our products and services to you
For joint marketing with other financial companies

We do not share
For our affiliates’ everyday business purposes—information about your transactions and experiences
For our affiliates’ everyday business purposes—information about your creditworthiness
For joint marketing with other financial companies
For our affiliates to market to you
For non-affiliates to market to you

We do not share

Contact us

Call Seros at 480-967-1155.

How often does Seros notify me about their practices?

We must notify you about our sharing practices when you become a client or if we change our information sharing policies and procedures

How does Seros protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Seros collect my personal information?

We collect your personal information, for example, when you

  • establish an investment advisory relationship
  • contract for financial planning services
  • open an account or deposit money with custodians
  • purchase or sell securities with executing broker-dealers

We also collect your personal information from others, such as custodians, broker-dealers, or other companies.

Why can’t I limit all sharing?

Federal law gives you the right to limit sharing only for

  • affiliates’ everyday business purposes—information about your creditworthiness
  • affiliates to market to you
  • non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

If you would like a copy of the Seros Financial Form ADV Part 2A and 2B, please send a written request to:
Seros Financial, LLC
155 East Rivulon Blvd, Suite 304
Gilbert, AZ 85297

If you wish to modify or impose reasonable restrictions concerning the management of your account, or if your financial situation, investment objectives, or risk tolerance have changed, please contact your Seros Financial investment adviser representative or contact Sherod Bigelow, CCO, at 480-967-1155 or email info@teamseros.com. We will contact you at least annually to determine if your investment goals, objectives, and risk tolerance have changed.

We urge that you advise us immediately if you have not received your custodian or brokerage statement, which is required to be delivered to you no less frequently than quarterly. In addition, please compare any account information provided by us with account statements from your broker-dealer or custodian and to advise us of any discrepancies. The official record of your account is maintained by your broker-dealer or custodian. Thank you.

If you want to limit our sharing

Contact us

By telephone: Please contact Sherod Bigelow, CCO, at 480-967-1155 or email info@teamseros.com

By mail: Check your choices below, fill in your information, and send form to:
Seros Financial, LLC
155 East Rivulon Blvd, Suite 304
Gilbert, AZ 85297

Check your choices

Your choices will apply to everyone on your account.

Manage your privacy settings